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A Robust Cyber Security and Compliance Solution to Better Protect Your RIA Firm

The SEC has indicated that cybersecurity is going to be one of the top three exam priorities in 2017 for RIA firms. Are you ready? With our new cybersecurity and compliance solution you will be.

We take information security very seriously. Our new AdvisorGuard solution is designed to give you the information to protect your firm and help meet SEC cybersecurity compliance mandates. Using a combination of best-in-industry diagnostic tools to identify threats to your system, this service will scan your system monthly to identify vulnerabilities; identify, track, and block suspicious URLs; as well as prevent malicious software from shutting down your system or creating a gateway for attackers to access sensitive data. AdvisorGuard will also give your system an extra layer of protection by deploying a multi-factor authentication methodology to all of your workstations and servers.

Our diagnostic report will pinpoint all the weaknesses making you at risk for malicious and criminal behavior that could compromise your and your clients’ most sensitive information. The power of information—you decide what action to take and when. The reports generated monthly through our AdvisorGuard solution are essential for demonstrating to the SEC that your firm is taking action to protect itself and your clients from cyber attacks. We’ve got you covered.


Information gives you the power to act. If you know what is wrong, you can fix it. If you know where there is a weakness, you can shore it up. With AdvisorGuard, you’ll understand and be able to mitigate your information and technological risk by using a combination of best-in-industry technology tools:

Monthly Vulnerability Scanning

Following a comprehensive, one-time battery of tests, we follow up with monthly scanning to identify any new issues. We identify areas of opportunity to improve security. We help you analyze the data by prioritizing risks and recommending action.

DNS Scanning

Our tools track, identify and block bad or suspicious URLs.

Active Defense Anti-Virus or Malware Scanning

We will deploy our evolving suite of Active Malware Defense tools to migrate and prevent a large percentage of Internet-based malicious software that can shut down your system or create a gateway for attackers to access sensitive data.

Two Factor Authentication

To give your system an extra layer of protection, we will deploy a multi-factor authentication methodology to all workstations and servers. This will require employees and administrators to log in using a username/password as well as a token authentication such as a fingerprint swipe or an extra PIN number or pattern.

Whether you are managing your system internally or have outsourced it to a third party, our AdvisorGuard solution gives you the information you need to better protect your and your customers’ valuable data.

To learn more about AdvisorGuard and how it can better protect your firm, give us a call at 888-996-4642. We are happy to answer your questions. We only serve RIA firms, so we have designed our solutions to meet the complexities of the financial industry.

NOTE: If you are a current ĪTEGRIA Total AdvisorCare™ customer, we do offer a more robust version of this solution, AdvisorGuard Plus, which includes remediation for any vulnerabilities we find. Contact us for more details.



1550 N. Northwest Highway, Suite 403, Park Ridge, IL 60068

AdvisorGuard provides your RIA firm with a set of robust diagnostic tools to help you identify risks to your firm’s network security. It’s our goal to give you peace of mind, knowing your sensitive financial data and reputation are protected.